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23 January 2001
1. BACKGROUND
The ICDs statutory mandate is to investigate
deaths in custody or as a result of police action and acts of misconduct or criminal
offences allegedly committed by the members of the South African Police Services (SAPS).
However, over the period of its existence, the Department has received a large number of
complaints that should ideally have been properly dealt with by the police. These are
essentially service-related complaints.
In fact, from the 8000 complaints received by the ICD over
the past four years, 30% thereof (approximately 2400) are service-related complaints. In
the main, the complaints under reference fall into one or more of the following
categories:
- Rude or discourteous treatment of members of the public by a
members of the SAPS;
- Blatant disrespect and/or use of offensive or derogatory
words or terms by members of the SAPS against members of the public;
- Inconsiderate, intolerant and insensitive conduct by members
of the SAPS towards a member of the public especially children and victims of alleged
sexual offences;
- Failure or neglect by members of the SAPS to give progress
reports on cases to complainants or victims;
- Lack of or slow response by the police when called to scenes
of crime;
- Misunderstanding and/or a communication breakdown between
the members of the SAPS and complainants or victims;
- General discourtesy in dealing with members of the public.
The manner in which the current National Commissioner was
treated at Brooklyn police station is a classic example of the prevailing situation.
Consequently, ICD officials have spent considerable time investigating and monitoring such
complaints. This has had the effect of detracting the ICDs attention from its
statutory mandate of investigating alleged criminal offences and acts of misconduct.
2. EFFECTS OF COMPLAINTS ON THE RELATIONS BETWEEN THE
SAPS AND THE PUBLIC
The kinds of complaints referred to in paragraph 1
above are largely a source of estranged relations between the police and the public and
between certain police stations and the communities being served by those police stations.
On the one hand, these complaints lead members of the public to lose faith in the police
and, on the other hand, the complaints lead to hostile relations between the police and
the members of the public.
In the short term, the complaints under reference
contribute to the deteriorating relations between the police and the public. In the long
term, the situation leads to further erosion of the credibility and the image of the
police in the eyes of the public. On a broader scale, the situation contributes to
degenerating standards in policing country-wide and thus poor service delivery by the
police.
3. EFFECT OF COMPLAINTS ON THE ACTIVITIES OF THE ICD
The above situation results in the ICD being flooded by
complaints that detracts it from its core functions. Considerable time and resources is
spent on attending to the problems under reference instead of cases of serious misconduct
or offences allegedly committed by members of the SAPS. More importantly, the complaints
are also a source of unnecessary tension between the ICD and the SAPS.
The ICD regards it as its duty not only to highlight the
problems in the SAPS but to also make appropriate recommendations with a view to solving
the identified problems. It is in this spirit that this document is written and submitted.
It is also in this spirit that the ICDs endeavours generally should be understood.
4. THE ICDS RESPONSE TO THE PROBLEMS
While it is known that police investigate alleged acts
of misconduct and criminal offences against their members, it is doubtful whether they
have a proper system in place to handle service-related complaints lodged by members of
the public. The assumption herein is that either the police do not have a system or
mechanism in place or that the existing mechanism or system, if any, has not been
effective. A consequence of this is both a flooding of ICD with service related complaints
and the continued deterioration of the relations between the police and the public.
The ICD has identified this as a systemic problem and
decided to look into the following:
- Whether or not the police have a mechanism, process or
system to handle the type of complaints under reference;
- Whether or not the mechanism, process or system, if any, is
effective; and
- How the situation could be improved.
In line with the aforegoing, during the period between 1
March and 30 March 2000, the ICD conducted a study aimed at addressing the problem under
discussion. The study was confined to the Gauteng Province.
5. OBJECTIVES OF THE ICD STUDY
The objectives of the study was to
determine whether or not the police have an established system, mechanism or process of
handling service-related complaints and if so; whether it is uniform, understood,
consistently applied and effective. The study was premised on the notion that either the
police do not have a system in place to handle service related complaints or, if such a
system exists, it has not been effective. Pursuant to that, the process hereunder was
followed.
6. METHODOLOGY
6.1 In conducting the study, a sample of five police
stations was selected. They are the following:
- Sunnyside
- Atteridgeville
- Tembisa
- Kempton Park
- Actonville
6.2 In addition, two Area Commissioners for the following
areas were selected as respondents:
- North-Rand
- Pretoria
6.3 Furthermore, the Gauteng Provincial Commissioner was
identified as a potential respondent.
6.4 Police officers at Community Service Centres were
selected at random and interviewed during visits at police stations.
6.5 A standard questionnaire was used to conduct
interviews. In designing the questionnaire, the
SAPS Standing Order 101(SO 101) was used as a guide. SO 101
provides that:
- A person lodging a complaint at a police station against
the Police or a specific member must be treated politely. A full statement, including the
particulars of the place where, the date on which and the time at which the incident
occurred, must be taken from the complainant and immediately be handed to the station
commander or another senior member for necessary investigation. An entry in the occurrence
book must also immediately be made and the entry number be handed to the complainant.
- Should the complaint be related to a criminal offence, a
case docket for investigation shall be opened and be sent to the station where the crime
was committed for registration in the crime register.
- Complainants must not be referred to other police
stations to lay their charges. When a complaint or incident is forwarded by Head Office or
a Regional Head Office for investigation, an officer must personally (not by telephone)
interview the complainant immediately in order to obtain more complete information for
investigation. After finalization of this investigation, the complainant must again be
personally interviewed by an officer to inform him of the results. Full particulars of the
relevant officer, his station, the date(s) and time (s) of the interviews, full
particulars of what had been conveyed to the complainant and his reaction must be noted in
the Regional Commissioners report and be submitted within thirty (30) days after
receipt of the complaint. Should the complainant not have been interviewed, the reasons
for this must be furnished in full.
7. DATA COLLECTED DURING INTERVIEWS
7.1 Respondent: Area Commissioner, North Rand
Date : 17/03/2000
- The Deputy Area Commissioner was interviewed in the presence
of the Head of Legal Services, Head of Detectives and the Human Resource Manager.
- He has been attached to the Area for the past two years.
- He has fifteen (15) police stations under his jurisdiction
and his office receives service related complaints. Such complaints are sent in by
telephone, or through letters from complainants. Some complaints are referred to his
office by the National Commissioner.
- The complaints are handed over to the Human Resource Manager
who will then assign each complaint to an officer for investigation. Such an officer is
advised to apply the provisions of Standing Order 101.
- There is a register wherein complaints are registered and
kept for statistical purposes. A copy of the said register was not available when
requested.
- The Human Resources section is the one that assigns
complaints for investigation.
- Complainants are kept informed about the progress and/or
outcomes on their complaints.
- The Deputy Area Commissioner said there was no problem with
the system used to handle complaints except the application of the system by the
Investigating Officers.
7.2 Respondent: Area Commissioner, Pretoria
Date: 17/03/2000
- The Deputy Area Commissioner was interviewed in the presence
of the Head of Detectives in this area.
- He has 28 police stations under his jurisdiction.
- Service-related complaints are received by the Detective
Unit who keep such complaints in a register and assigns the complaints to an Investigating
Officer who will investigate and provide a report on the agreed brought- forward date.
- His office has a Standing Order 101 Pro-forma reporting form
that is used to record and handle the complaints.
- Statistics of complaints are kept and handed to the Area
Commissioner on a trimester basis.
- The Area Commissioners office only manages the
misconduct and criminal cases. Service-related complaints are referred to the relevant
police stations.
- Where a complaint is against a Station Commissioner of the
relevant police station, a complaint is assigned to an Investigating Officer of an equal
or senior rank from another police station to investigate such a complaint.
- Complainants are kept informed about the progress of their
complaints and information is entered in the file and reported on the brought forward
date.
- The Deputy Area Commissioner said there were no problems
with the system used and that the Pro-forma applied makes it easy to handle the
complaints.
7.3 Respondent: Head of Community Service Component:
Sunnyside Police Station
Date: 14/03/2000
- He has been attached to the police station since November
1999.
- He receives at least five (5) complaints monthly.
- He refers the complaints to the Captain in charge of the
Community Service Centre who will personally investigate the complaint.
- If a complaint is against the Captain in charge of the
Community Service Centre, it will be investigated by another Captain in the same section.
- If a complaint is against detectives, such complaint goes to
the Head of the component.
- The Investigating Officer assigned to investigate the
complaint will meet the complainant and obtain a statement and investigate such a
complaint.
- Records of complaints are kept in a register. Only
complaints of a serious nature are kept in the register. Others are addressed orally and
are not registered.
- Complaints are received through letters from complainants,
through referrals from inter alia, ICD, Human Rights Commission, Public
Protector and the Department of Safety & Security. Other complaints are reported
personally by the complainants.
- There is no notice in the Community Service Centre advising
members of the public to report their complaints (if any) about officers attached to the
police station.
- There is no specific officer assigned to deal with the
complaints. Any Captain in charge of the Community Service Centre may receive and
investigate complaints.
- Complainants are kept informed about progress and also, a
progress report is given to the Area Commissioner in a prescribed format.
- Progress reports are also given to the Station Commissioner
for a decision prior to being sent to the Area Commissioner on a monthly basis. A brought
forward system is also applied.
- The Head of the Community Service Component said there were
no problems in the procedure applied in dealing with the complaints. He said the problem
lies with police officers who lack compassion and poor interpersonal relations.
- The Head also stated that training in service delivery
should be conducted and furthermore guidance for good interpersonal skills should be given
to police officers.
7.4 Respondent: Investigating Officer Sunnyside
Police Station
Date: 14/03/2000
- He receives complaints from the Area Commissioner, the ICD
or complainants themselves.
- The Station Commissioner normally instructs that such cases
be handled by a specific Officer.
- In the last three months, he handled five (5) recorded
complaints - others were solved there and then and not recorded.
- Once a complaint is received, a complainant is called and
thereafter an appointment is made for a meeting with the complainant. The Officer opens a
file to keep records of investigations. After completion of an investigation, the file is
sent to the Station Commissioner for inspection and if it was received from the Head
Office or the ICD, a report will be sent to the referral body.
- Complainants are kept informed about the progress of their
complaints. This is done telephonically and after completion of an investigation, an
appointment is made with the complainant to explain the outcome of the investigation.
- The Officer once handled a complaint about a senior officer
but the complaint was addressed verbally.
- Normally, if there is a need for an investigation of a
complaint against a senior officer, the matter is referred to the Senior Superintendent.
The Officer may only investigate complaints against an officer of equal or junior rank.
- Records of complaints are kept in a Complaints Register. The
Station Commissioner uses the same Complaints Register to record the complaints.
- The time frame for the investigation of a complaint is
between 14 and 21 days.
- The problem is when complaints are referred from other
sources, unlike when complainants report personally, the line of communication is very
long and time consuming. It is easier to deal with complaints that are brought to the
police station directly.
- Complaints should ideally be investigated by officers
serving at other stations and not in the same station.
7.5 Respondent: Station Commissioner - Atteridgeville
Police Station
Date: 15/03/2000
- He has been in his position since 1995 and is receiving
complaints on a daily basis.
- Complaints received are handled differently depending on
their nature. Complaints, which are regarded as minor, are addressed immediately after
receipt and no records of such complaints are kept in a register. Those that are
considered serious are recorded in a register.
- Most complaints arise as a result of a communication
breakdown between the police and members of the public. Such complaints are addressed
verbally and thorough explanations are given as to why a particular action or decision was
taken.
- Records of complaints are kept in the Station
Commissioners diary. Some complaints are written on a piece of paper on which
instructions are given for the complainants attention.
- Statistics are not kept, but most complaints come through
telephonically and the Station Commissioner normally advises people to come in personally.
- There is no notice in the Community Service Centre that
advises members of the public to lodge complaints (if any) at the office of the Station
Commissioner. However, the Station Commissioner liaises with the Community Policing Forum
(CPF) to urge members of the public to come and lodge complaints, if any, against the
police.
- There is no specific Officer assigned to deal with
complaints; all complaints are handled by the relevant Heads of components.
- Complainants are informed about the progress of their
complaints telephonically.
- The Station Commissioner always makes follow-ups on
complaints received.
- The Station Commissioner stated that there are no problems
in the system that he is applying. He however felt that there should be an effective CPF
to monitor police activity because a CPF represents the community and that would foster a
good relationship between the police and the community.
7.6 Respondent: Investigating Officer
Atteridgeville Police Station
Date: 15/03/2000
- The Investigating Officer holds the rank of Captain and is
the Head in charge of the Community Service Centre. Most complaints come through to his
office en route to that of the Station Commissioner. The Station Commissioner
refers some of the complaints to him as well. In the past three months he had received ±
30 complaints.
- If the complaint relates to an existing case, he goes
through the relevant docket and explains the situation to the complainant. With regard to
other complaints, he resolves the problem amicably between and in the presence of the
parties involved.
- Only complaints received from the Minister, Head Office and
Internal SI are addressed according to the provision of Standing Order 101.
- Complainants are kept informed about the progress of their
complaints and this is done either through visits or telephonically.
- Most of the complaints he handles are about close
colleagues. In dealing with such complaints, he does not experience a conflict of
interest.
- Records of complaints are kept in a register. The register
kept by the Officer is different from that kept by the Station Commissioner. In some
instances the Officer opens files of complaints.
- The Officer keeps all complaints, that is, those relating to
both the detectives and the uniformed members in the same register that he keeps in his
office.
- An investigation of every complaint must be completed within
30 days.
- There are no problems with the system that is being applied.
7.7 Respondent: Deputy Station Commissioner - Tembisa
Police Station
Date: 15/03/2000
This meeting was attended by all members of the management
team except for the Station Commissioner who was on sick leave. After a brief presentation
on the objectives of the study, the Deputy Station Commissioner was interviewed privately.
- He has been in his position since 1996.
- He received complaints, but most of them were not serious.
Every complaint is assessed; if it is serious, it is dealt with in terms of Standing Order
101 and feedback is given to the complainant. In the last three months, he has received
only one serious complaint.
- Some of the complaints lodged relate to court procedures and
decisions such as why an accused has been granted bail.
- Previously, he has kept records of complaints in the
managers diary. Of late, he has introduced a register wherein he records the
complaints.
- In most instances complainants come in personally to
report their complaints.
- He uses a local newspaper to inform members of the public to
report complaints (if any) about police members to his office. However, there is no notice
to the same effect in the Community Service Centre.
- The Head of the Community Service Centre personally deals
with the complaints.
- Particulars such as names and addresses of complainants are
recorded so that after the completion of an investigation, feedback is given to the
complainant.
- The Head of the Community Service Centre conducts liaison
with the complainant and monitors the progress of the case.
- He does not experience problems with the system in place; it
is effective and he has previously received commendations from complainants.
- He feels that police officers should receive training in
interpersonal skills and customer service and should upgrade their levels of education.
7.8 Respondent: Investigating Officer Tembisa
Police Station
Date: 15/03/2000
- He has received complaints from among others, the ICD, Human
Rights Commission and the Public Protector.
- In the last three months he has received only three
complaints one each from the ICD, the community and a member of the public
respectively.
- He does not know Standing Order 101, but he tries to address
and solve the complaints which he receives.
- He keeps complainants informed about the progress on the
investigation of their complaints as well as the outcome at the end of an investigation.
He does this verbally or by sending letters to the complainants.
- In the three months preceding the study, he has never
received a service related complaint. He only received cases of serious misconduct.
- He keeps records of complaints in a personal register. The
Commissioner also keeps records separately.
- He sets a time frame for the completion of an investigation
of a complaint. He felt that he often does not have enough time to address or investigate
the complaints.
- He felt that the problems with the system in place is that
complaints are not handled by a specific officer and as such, his workload becomes heavy
because he has to attend to other investigations of alleged crime and/or misconduct as
well.
7.9 Respondent: Station Commissioner - Kempton Park
Police Station
Date: 16/03/2000
- He has been in his position since 1989.
- He has been receiving complaints ever since, most of them
were referred by the Area Commissioner North Rand and by the ICD.
- Once a complaint has been received, he assigns an officer to
deal with the complaint according to the provisions of Standing Order 101. Among others,
the relevant Officer must make an appointment and meet the complainant.
- Before the meeting, the investigating officer must assess
the complaint/investigate the nature thereof so that when he meets with the complainant,
he should be in a position to give adequate advice.
- 99% of the complaints are lodged as a result of failure by
the Investigating Officers to give feedback to complainants on progress in criminal cases.
- He does not keep statistics of complaints. He keeps only
copies of reports (files) of complaints in the Police Stations Archives.
- He keeps a register for positive complaints that is,
complaints warranting an investigations - in the Human Resources section. In the past
three months he registered only two positive complaints.
- He does not have a notice in the Community Service Centre
that informs members of the public to report their complaints to the Station Commissioner
but he uses a local newspaper as well as a website page for this purpose.
- He has assigned two officers to deal with complaints and
ensures that complainants are kept informed of progress in the investigation of their
complaints.
- He always signs all reports and a brought forward-system is
used, according to which after a case has been assigned, a date is given to report back
and that date is called the brought-forward date. The system helps to monitor progress on
complaints.
- He stated that he does not have problems with the system.
However, at times the line of communication in dealing with a complaint is too long. This
is especially the case when a complaint is referred by the ICD, Area Commissioner and
Internal Service Investigation (ISI). Each of these bodies is supposed to receive a report
on each complaint received from them.
- He is of the opinion that a sector policing system should be
introduced and each sector should have its own police station.
- He also felt that officers who deal with the public should
manage Client Service centres and if no complaints are received, the police should conduct
house visits to elicit complaints. He however felt that to do that, there must be an
increase in personnel.
7.10 Respondent: Investigating Officer Kempton
Park Police Station
Date: 16/03/2000
- The Station Commissioner assigns complaints to him. He
records such complaints in a diary on a brought-forward system. In the past three months
he has received only one complaint.
- He stated that there were six Officers assigned to handle
complaints. This statement contradicted what the Station Commissioner stated about
Officers handling complaints. According to the Station Commissioner, only two Officers
have been assigned to handle complaints.
- There is no uniformity in the handling of complaints. Each
complaint is dealt with differently depending on its nature.
- Normally, after receipt, he puts the complaint on his
brought forward system and sets up an appointment with the complainant to obtain a
statement. After meeting and taking a statement from the complainant, he submits his
report to the Station Commissioner who would then send the report to the Area
Commissioner.
- A complaint is normally finalised within two weeks.
- He keeps the complainants informed about the progress of
their complaints.
- He has never handled a complaint against a close colleague
and he believes that one could never be objective in such a case.
- The records of the complaints assigned to him are kept as
files in the office of the Station Commissioner together with the register of those
complaints.
- He is allowed two to three weeks to complete an
investigation of a complaint and felt that the time allocated is normally enough to
finalise an investigation.
- He felt that there were no problems in this system used at
the police station.
7.11 Respondent: Investigating Officer: Kempton Park
Police Station
Date: 16/03/2000
- He receives complaints referred to him by the Station
Commissioner via the Branch Commissioner.
- In the last three months he has only handled one complaint.
- After receiving a complaint, he records it in the brought
forward system. He studies the nature or the seriousness of the complaint then makes an
appointment for a meeting. If it is a docket-related complaint, he takes it along to the
meeting and then he will show it to the complainant and explain what needs to be done.
Thereafter he would give feedback on the progress and decision taken about the complaint.
- He normally reports back to the complainant telephonically
and if possible, visits the complainant as well.
- He has never handled a complaint against a close colleague
or an officer of senior or equal rank.
- He records complaints and keeps copies of all correspondence
in his diary. He is allowed a minimum of fourteen (14) days to finalise a complaint but
felt that the time allocated is not enough.
- He experiences no problems with the system that is being
applied at the Police Station.
7.12 Respondent: Station Commissioner - Actonville
Police Station
Date: 16/03/00
- He has been in this position for the past four years.
- He has received three complaints in the past three months.
The said complaints were solved immediately after receipt.
- In dealing with complaints, he uses Standing Order 101 as a
guide. He normally nominates an officer to interview the complainant.
- Normally, the respective Heads of different sections attend
to complainants he only deals with complaints against Heads of units.
- When a complaint is lodged against him, he will arrange that
an Officer from another station handles the complaint.
- After identifying a problem that led to the complaint, he
rectifies the defect and apologizes to the complainant. Normally, he would explain the
procedures followed and irrespective of whether the complaint is legitimate or
illegitimate, he makes it a point that the complainant is satisfied.
- Some complaints are lodged as a result of stereotypes,
prejudice and hidden agendas; for instance, a complainant hoping to acquire an indirect
benefit by putting an Officer in trouble.
- Recently, he has engaged his management team in a
brainstorming session on how best to deal with complaints. They conducted an analysis of
complaints and developed a plan of action to rectify the problem of wrong perceptions.
- His basic philosophy and approach is to understand,
compromise and have tolerance in managing police-community relationships.
- He also engages the local Community Policing Forum to
address some of the problems.
- He always attends to complaints in good faith and strives to
build good relations by doing the right thing.
- He keeps records in the complainants file and ensures
that it is registered. Contrary to this statement, during the interview, he stated that he
does not keep a register of complaints.
- Complainants often lodge complaints personally and at times
they are not sure as to where to lodge their complaints. This is because there is no
information that advises members of the public where to lodge their complaints.
- The majority of complaints are about police reaction time
soon after a crime is reported. Other complaints relate to failure by Investigating
Officers to give progress on an investigation.
- He uses the local Community Policing Forum and the police
stations communication section for disseminating information but there is no such
information in the Community Service Centre.
- The Client Service manager attends to service delivery
issues since he is the first line of management.
- He ensures that complainants are informed about the progress
of their complaints, though not the disciplinary steps taken as a result of their
complaints.
- He always has to receive final reports on how complaints
have been dealt with because he controls the register.
- He experiences no problems with the system that he has put
in place except for complaints which, even though solved, the complainant wishes to take
further.
- In his opinion, people are generally agitating for improved
service and as such he is working towards reinforcing service delivery.
- He believes that all complaints, whether right or wrong,
should be received.
- He constantly strives to analyse problems so that they
should be solved amicably.
7.13 Respondent: Investigating Officer Actonville
Police Station
Date: 16/03/2000
He is the Head of the Client Service Division.
He receives most complaints from the Area Commissioner or
Provincial Commissioner. Only a few are reported directly by the complainants. He also
receives other complaints from the ICD, Attorneys or the Human Rights Commission. His
problem in this regard is that he deals directly with an agent and not the complainant.
He has received four complaints during the past three
months. One came from the ICD and 3 from the Human Rights Commission.
He normally interviews the complainant to find out the core
of the matter. Such interviews are either through personal visits or telephonically. If
there is substance in the complaint, he takes a statement and thereafter investigates any
misconduct or reason for the complaint.
He sometimes would further inquire from the complainant if
there is, in his/her opinion, any mechanism that can be used to solve the problem.
If there is a decision to take disciplinary action, he
would immediately hand the matter over for departmental prosecution.
He believes there is a need to train the police in service
delivery.
He keeps the complainants informed of the progress either
through correspondence or personal visits.
He has never handled a complaint against a close colleague
or an officer of an equal rank but believes that he would be able to handle it like any
other case.
He does not keep a register or record but keeps only files
of complaints.
He has not been given time limits within which to finalise
complaints except those referred by the Area Commissioner which he must finalise, at the
earliest, within 21 days or, at the latest, within a month. Under certain circumstances,
the prescribed period is enough but in other instances, it is not enough.
He believes the procedure the police station is using is
satisfactory. Further, that the police-community relations should be improved through the
Community Policing Forum as that would create an awareness of structures in the Police. He
is also of the opinion that Standing Order 101 is not adequate. It gives an officer wide
discretion and as such it is impossible to measure the standard of service delivery.
8. DATA ANALYSIS AND FINDINGS
8.1 Receipt and handling of service-related
complaints
8.1.1 There is no uniform system in the SAPS for handling
complaints. Every police station has its own way of handling the complaints.
8.1.2 Even at police station level, there is no consistency
in the manner in which complaints are handled.
8.1.3 At many police stations there are no specific
Officers assigned to deal with complaints. Complaints are dealt with in an ad-hoc and
random manner.
8.1.4 There is no way to ensure that the Station
Commissioner is kept abreast of the complaints lodged by members of the public.
8.1.5 In some police stations, Officers who handle
complaints are not even aware of the provisions of Standing Order 101.
8.1.6 In general, the manner of addressing complaints is
left to the discretion of individual officers.
8.2 Recording of complaints
8.2.1 At a number of police stations there are no registers
for complaints. It follows therefore that the complaints are not recorded and thus no
statistics are kept.
8.2.2 At other police stations complaints are recorded in
either personal diaries of Officers or on pieces of paper.
8.2.3 There are police stations at which registers of
complaints are kept. The registers differ in structure and content from one police station
to another.
8.2.4 In a number of instances, complaints are addressed
verbally and thus no records thereof are kept.
8.2.5 The question whether a complaint is recorded or not
is left to the discretion of individual officers. Certain complaints such as response
times to crime scenes are not considered serious and as such, no records are kept of such
complaints.
8.2.6 Of the recorded complaints, most complaints are
misconduct and criminal acts by the police. This is only done in police stations where
there is a complaints register.
8.2.7 In police stations, where a register is kept, all
divisions use one register that is kept by either the Station Commissioner or the Human
Resources Manager.
8.2.8 Most registers do not make provision for the
particulars of the complainant. Provision is generally made for the investigating officer
and the date on which the complaint was received.
8.2.9 Not all registers have a category for the nature of
the complaint. This is the case in instances where a register is a personal diary of an
Officer.
8.2.10 In one police station, the Station Commissioner is
using a diary as a register and his investigating officer uses his own form of a register.
The Station Commissioner did not know of the existence of the other register because when
he was asked about a register used to record complaints, he stated that the only register
kept is his diary.
8.2.11 In all registers kept, there is no provision to
record the steps taken to address a complaint.
8.3 Application of Standing Order 101
8.3.1 Standing Order 101 is not applied in all complaints.
Reasons given are that some complaints are solved verbally and telephonically and as a
result, such complaints are not filed or registered. Some officers consider Standing Order
101 to be inadequate.
8.3.2 Other Officers do not even know what Standing Order
101 is or the provisions thereof. Such Officers use their own discretion in solving or
dealing with service-related complaints.
8.3.3 The Pretoria Area Commissioner has designed a
Pro-forma for Standing Order 101. This was designed solely for officers who do not know
the provisions of the Standing Order and also those who cannot apply it. The Pro-forma is
not used in all complaints. It is used only in complaints referred by the Area
Commissioner. At one police station in Pretoria, Officers did not even know about the
Pro-forma.
8.4 Statistics of Reported Complaints
8.4.1 Only one Area (Pretoria) keeps statistics of
complaints reported to the Area Commissioner. Statistics are documented in a graphical
form.
8.4.2 Other stations do not keep statistics because
complaints are not always recorded and there are no complaints registers.
8.4.3 In other police stations, statistics kept are those
of cases referred by the Area Commissioner, the ICD or Provincial Commissioner.
9. SUMMARY
Service-related complaints are received daily at police
stations. The procedure followed in dealing with such complaints is not uniform; it
differs in terms of the register used, the approach applied in solving complaints, the
manner in which the complaints are handled and also the criteria used to categorise
complaints. Standing Order 101 is not applied in all complaints and in some cases it is
not even known. Complaints are reported to irrelevant structures because members of the
public do not even know the right procedure to be followed when reporting a complaint.
This is because of the fact that there is no information that advises the public on how
and where to report their complaint. Hence, in other stations reliance is placed on either
the CPF or local media to inform the public about the procedure on reporting complaints
about the police.
10. RECOMMENDATIONS.
The ICD is of the strong opinion that the recommendations
herein offer a real possibility of improving police-community relations. It is also the
Departments firm belief that the implementation of the recommendations hereunder
would keep the police management abreast of any real or apparent public dissatisfaction
about particular police members, units or stations. On that basis, the ICD makes the
following recommendations:
10.1 That the SAPS should nationally introduce a uniform
register wherein all service-related and/or interpersonal complaints by members of the
public against a member/s of the Service are fully recorded.
10.2 That every police station and every specialised unit
of the SAPS should keep and maintain such a register.
10.3 That every complaint (including those associated with
departmental or criminal charges) should be recorded in the register and be dealt with
verbally.
10.4 That an officer who deputises the Station Commissioner
or alternatively, an officer designated by the Station Commissioner should keep and
maintain the register.
10.5 That the register should make provision for, inter
alia, the following:
- A complaint or reference number;
- A brief description of the nature or essence of a complaint;
- Full particulars (as they appear in the ID, Drivers
License or Passport) and address of the complainant as well as his/her identity number
unless the complainant chooses to remain anonymous;
- Acknowledgement by the Station Commissioner that he/she has
noted the complaint as it appears in the register with an indication as to the date and
time that he/she noted said complaint;
- The names, rank and service number of the member who
recorded said complaint;
- Date and time when a complaint was recorded;
- Provision for an ICD/Secretariat official to acknowledge
that he/she has noted the complaint as set out in the register;
- A brief recording of steps taken to address the complaint
and the results thereof as well as provision for the Station Commissioner to initial/sign
his/her approval or ratification of the manner in which the complaint has been dealt with.
10.6 That a section be established in every police station
to handle/deal with complaints by members of the public.
10.7 That a conspicuous notice (in at least three of the
predominant official languages) be placed in every Community Service Centre informing the
public of their rights to lodge complaints, if any, with the relevant section. In
addition, Officers at the service counter be obliged, as a general rule, to inform the
public of their rights to lodge complaints, if any, about service delivery or treatment by
members of the Service.
10.8 That weekly, a Station Commissioner should peruse the
register, note the complaints by appending his/her signature and where a complaint has not
been properly addressed, give (in writing on the register) directives as to further action
thereon.
10.9 That once the matter has been properly addressed, the
Station Commissioner should initial his/her approval of the manner in which the complaint
has been addressed.
10.10 That monthly, the Station Commissioner should compile
statistics showing the number and nature of complaints received, how they have been
addressed and an indication as to what the majority of the problems are and what his/her
future plans are in dealing with the predominant problems.
10.11 That the Station Commissioner avail the register and
monthly statistics to members of the ICD/Secretariat/Inspector-Generals office as
and when requested and allow them to make copies thereof.
10.12 That the section dealing with the complaints operate
on a 24-hour basis, be separate from the Community Service Centre and ensure adequate
privacy and obviate intimidation.
10.13 That the Station Commissioner designate specific
members to deal with complaints by members of the public and to record such complaints in
the register.
10.14 That a member of the public who lodges a complaint be
issued with an acknowledgement slip that shows that he/she has lodged a complaint as well
as a reference number; date on which the complaint was lodged, the nature of the
complaint; particular police station; name, signature and service number of the member who
recorded the complaint.
10.15 That as a general rule, the following persons be
allowed access to the register and statistics at their request:
- Office of the Inspector-General
- Members of the ICD
- The Secretariat for Safety and Security
- MEC for Safety and Liaison of the relevant province;
- Members of the National and Provincial Portfolio Committee
on Safety and Safety and Security and Liaison respectively; and
- Members of Local Government structures.
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